Test Prep Books' SIE Exam Prep 2024 and 2025: 10 Practice Tests and SIE Study Guide Book for the FINRA Certification [Includes Audiobook Access]

Three practice tests in the book and seven online in a convenient, online format.

Made by Test Prep Books experts for test takers trying to achieve a great score on the SIE exam.

This comprehensive study guide includes:

Quick Overview: Find out what's inside this guide!

Test-Taking Strategies: Learn the best tips to help overcome your exam!

Introduction: Get a thorough breakdown of what the test is and what's on it!

Knowledge of Capital Markets: Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, and Offerings

Understanding Products and Their Risks: Products, and Investment Risks

Trading, Customers Accounts, Prohibited Activities: Trading, Settlement, and Corporate Actions, and Customer Accounts and Compliance Considerations

Overview of Regulatory Framework: SRO Regulatory Requirements for Associated Persons, and Employee Conduct and Reportable Events

Practice Test #1

Practice Test #2

Practice Test #3

Online Access to Practice Tests #4-#10

Detailed Answer Explanations

Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.

Studying can be hard. We get it. That's why we created this guide with these great features and benefits:

Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test.

SIE Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual test.

Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future.

Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips.