Test Prep Books' SIE Exam Prep 2024-2025: 5 Practice Tests and Study Guide Book for the FINRA Securities Industry Essentials Certification [7th Edition]

Made by Test Prep Books experts for test takers trying to achieve a great score on the Series SIE exam.

This comprehensive study guide includes:

Quick Overview Find out what's inside this guide!

Test-Taking Strategies Learn the best tips to help overcome your exam!

Introduction Get a thorough breakdown of what the test is and what's on it!

Knowledge of Capital Markets Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, and Offerings

Understanding Products and Their Risks Products and Investment Risks

Trading, Customers Accounts, Prohibited Activities Trading, Settlement, and Corporate Actions, and Customer Accounts and Compliance Considerations

Overview of Regulatory Framework SRO Regulatory Requirements for Associated Persons, and Employee Conduct and Reportable Events

Practice Test #1

Answer Explanations #1

Practice Test #2

Answer Explanations #2

Practice Test #3

Answer Explanations #3

Series SIE Practice Tests #4

Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.

Studying can be hard. We get it. That's why we created this guide with these great features and benefits

Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test.

Series SIE Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual test.

Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future.

Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips.

Customer Service: We love taking care of our test takers. We make sure that you interact with a real human being when you email your comments or concerns.

Anyone planning to take this exam should take advantage of this Test Prep Books study guide. Purchase it today to receive access to:

Series SIE review materials

Series SIE practice test questions

Test-taking strategies